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HISTORY
& ETHNOMUSICOLOGY
(Source:
Raízes do Brasil Capoeira - New York)
A
summary of History, Ethnomusicology & acquired Afrocentric-Brazilian
Philosophies research regarding Capoeira !
by ethnomusicology researcher, Karen Taborn
Abstract:
The Brazilian martial arts-dance form of Capoeira is inherently
African in its underlying philosophies. These philosophies
are taught through song/text performed in the practice of
Capoeira; through the mythological histories of the developmental
roots of the art form; through lessons and stories that
address the Afro-Brazilian experience both historically
and in the present; and through lessons and stories that
celebrate the tenacity and cleverness of the Afro-Brazilian
to endure in spite of slavery, poverty, and racism. In the
mid-1970s, when the practice of Capoeira began to attract
students outside of Brazil and in particular in New York
City, it broadened its practitioners to a multicultural,
multiracial base. The hypothesis of this study is that through
the practice of Capoeira and through exposure to Capoeira's
underlying afrocentric philosophies, students have altered
their perspectives of race, acquiring afrocentric philosophies
themselves. In this study student's participate in a written
survey to discern the alterations in their perspectives
on race as result of their study of Capoeira.

Origin-Problem
Statement:
The first group of African slaves arrived in Brasil in 1537.
These slaves were brought from Africa by the Portuguese
explorers to work on the Brazilian's sugar cane plantations!
The main ethnic group of slaves brought to Brasil were the
"bantos" - from Angola, Golfo da Guiné
and Congo; "sudaneses" - from Golfo da Guiné
and Sudão; and "maleses" - from Angola
and Costa da Mina. However, the origin of the Brazilian
martial arts-dance form known as Capoeira is the subject
of heated debate. There are those who adhere to the belief
that Capoeira originated in Africa and was transported along
with the slaves when they were brought to Brazil. There
are others who say that the art form originated amongst
the Afro-Brazilians in the "Senzalas", the living
quarters for the slaves on Brazilian plantations. Others
believe that Capoeira was practiced and used to fend off
attacks by Portuguese slavers in Palmares, Brazil's most
infamous "Quilombo" maroon colony of escaped slaves.
There is no historical evidence to support any of these
claims; many written documents regarding slavery in Brasil
were burned when the first government of the new Republic
was established. Ruy Barbosa, the Finance Minister, signed
an act intending to clean all traces of slavery from the
history of Brasil. By his own words, "...the lamentable
institution which paralyzed for many years the development
of the society..." ! There is, however, evidence and
agreement that Capoeira is aesthetically and philosophically
an Afro-Brazilian art form. The most acceptable claim is
that basing themselves on traditional African dances and
rituals, these slaves developed the art in the work free
hours left to them, thus training both mind and body for
combat situations. As the slave-masters forbade any kind
of martial art, it was cloaked in the guise of an innocent-looking
recreational dance. In the 16th century, escaped-slaves
founded a number of "Quilombos" , in which the
art of Capoeira was further perfected. Many escaped-slaves,
before they could reach the Quilombos, were captured by
the "Capitão-do-mato" that ironically were
sometimes African decedents or mulatos themselves. The "Capitão-do-mato"
were hired by the Portuguese slavers and usually worked
on their own. The inhabitants of Palmares, the largest of
the Quilombos, lasted 65 years. The "Quilombo dos Palmares"
was located in what is today's state of Alagoas, northeast
Brazil. Its population was composed not only of escaped
African slaves but also of native Brazilian Indians and
other mixed races(Mestiços). It had an organized
government system similar to an African Kingdom with a King
and his Assembly. The best warriors on battles were chosen
King; "Zumbi" was the most known King of all.
The "Quilombo dos Palmares" fought for many years
and was finally destroyed in 1694 by Domingos Jorge Velho
and his troops. "Zumbi" managed to escape and
many believed that he was immortal. Wanted by the authorities,
he was captured on November 20th, 1695. He was killed and
beheaded on the spot. His head was brought to a public Plaza
at the "vila do Recife". "Zumbi" was
considered a national hero and warrior, a symbol of liberty
; his name became a Capoeira legend. Capoeira was used not
only in direct combat, it also inspired the battle strategy
itself; feigning retreat, thus luring the over-confident
enemy into remote territories only to strike back at an
unsuspecting place and time. During the "Paraguai War"
(1864 to 1870), many capoeiristas were sent to battle in
the front line. The official prohibition of Capoeira remained
even after slavery was abolished in May 13th, 1888. In 1890,
Brazilian president "Marechal Deodoro da Fonseca"
signed an act that prohibited the practice of capoeira nationwide,
with severe punishment for those caught. It was nevertheless
practiced by the poorer population on public holidays, during
work-free hours and similar occasions. Riots, caused also
by police interference, were common. Persecution and punishment
were almost successful in eradicating Capoeira from the
"streets" of Brasil by the 1920's. In spite of
the ban, Master Bimba (Manuel dos Reis Machado) created
a new style, the "Capoeira Regional" (as opposed
to the traditional "Capoeira Angola" of Mestre
Pastinha). He incorporated new moves and techniques from
"Batuque", a martial art that he learned form
his father (the unified champion); The "Capoeira Regional"
or "Luta Regional Baiana" was than a more effective
and efficient style of capoeira. Mestre Bimba was finally
successful in convincing the authorities of the cultural
value of Capoeira, thus ending the official ban in the 1930's.
Mestre Bimba founded the first Capoeira school in 1932,
the "Academia-escola de Capoeira Regional", at
the Engenho de Brotas in Salvador-Bahia. He was than considered
"the father of modern capoeira". In 1937, he earned
the state board of education certificate. In 1942, Mestre
Bimba opened his second school at the "Terreiro de
Jesus - rua das Laranjeiras"; today rua Francisco Muniz
Barreto, #1. The school is open until today and supervised
by his ex student, "Vermelho-27". He also taught
capoeira to the army and at the police academy. Mestre Bimba
was born on November 23rd, 1900, at the "bairro do
Engenho Velho" in Salvador-BA. The son of Luiz Cândido
Machado and Maria Martinha do Bonfim, Mestre Bimba started
capoeira at the age of 12. He was taught by "Bentinho",
an African that used to be the "capitão da Companhia
Baiana de Navegação". Master Bimba was
a coalman, carpenter, warehouse man, longshoreman, horsecoach
conductor, but mainly capoeirista; a giant with strong personality!
He died on February 15th, 1974 at the "Hospital das
Clínicas de Goiânia", due to a stroke.
Capoeira progressed from an illegal art to become a national
sport in Brasil. It is also growing its popularity worldwide.
There have been comparisons drawn between the Afro-North
American art form of the blues and Capoeira. Both were practiced
and developed by Afro-American slaves, both retained distinctive
African aesthetics and cultural qualities; both were shunned
and looked-down upon by the larger Brazilian and North American
societies within which they developed, and both fostered
a deep sense of afrocentric pride especially amongst poorer
and darker skinned Blacks. In the mid-1970s, when masters
of the art form - mestre capoeiristas, began to emigrate
and teach Capoeira in the United States, it was still primarily
practiced amongst the poorest and Blackest of Brazilians.
With its emigration to the U.S., however, much of the stigma
with which it was historically associated in Brazil was
shed. Today there are many capoeira schools throughout the
United States, and with its growing popularity in the U.S.
it has attracted a broad spectrum of multicultural, multiracial
students. In New York City particularly, Capoeira schools
have attracted a representative array of students from the
following: White (European and American), Asian, Caribbean,
Hispanic and Black North American segments of New York's
diverse population. While the present demographics of Capoeira
students in New York has developed into a multicultural,
multiracial base, the demographics of masters has largely
remained Brazilian and the philosophy of capoeira has retained
its afrocentric focus. This research will consist of a set
of questions, directed at the varied base of multiethnic
Capoeira students in New York City to find out to what degree
students have acquired afrocentric philosophies inherent
to the study of Capoeira.

Related
Research:
The study that most closely resembles my proposed research
is a master's thesis completed in 1996 by Marcelo Montes
Penha and entitled "Capoeira In New York: An Ethnographic
Perspective of an Afro-Brazilian Art-Form." Penha covers
a broad research area of the practice and study of Capoeira
in New York City including the favorable reception of female
capoeiristas (as compared to the historical exclusion of
women in capoeira in Brazil); a close look at the two main
styles of Capoeira practice (Regional and Angola); an historical
look at the art as it developed in Brazil and its continuance
in New York City, including its political and cultural Afrocentric
philosophies. Penha also takes a look at race and ethnicity
of Capoeira students in New York, including some of the
perspectives that students have regarding these issues.
Penha does not, however, look at the direct impact that
Capoeira has had on student's perspectives of race and ethnicity
and the way in which it has altered the student's way of
thinking. This is what my smaller and more focused research
proposes to accomplish. To my knowledge, no other studies
have been made which primarily focus on Capoeira schools
and students in New York City. There are however, several
studies and articles on the history of the art form, on
its emigration to the U.S., and on its underlying afrocentric
philosophy. One such well-researched article is by Ben Downing,
"Jogo Bonito A Brief Anatomy of Capoeira" published
in the Southwest Review. Downing elaborates on the mythological
afrocentric historical roots of Capoeira, on the celebration
of the trickster-like cleverness as practiced in Capoeira
and its comparison to the tenacity necessary to survive
in life. A record review by Kathleen O'Connor in Ethnomusicology
Journal discusses the ladainha (litany) musical portion
of the game of Capoeira which includes slave songs and reflects
the political philosophy of darker skinned Brazilians. Other
researchers, including Daniel C. Dawson and Kaira Lingo,
point out the profound significance of music in the practice
of Capoeira.

Objectives:
The objective of this study is to collect data that will
shed light on the hypothesis that the perspectives of Capoeira
students in New York City of a wide variety of racial and
cultural backgrounds are altered and their awareness and
appreciation of afro-Brazilian philosophies expanded through
their study of Capoeira. This study will also provide data
on what specific Afrocentric philosophies have been most
frequently identified with through study of the game. Afrocentric
philosophies are taught through histories of the development
of Capoeira (regardless of primarily having an oral and
mythological base) as told by the mestres. Afrocentric histories
and lessons are also taught through song texts. I will primarily
be looking at the songs/texts performed in the ladainha
or litany of the Capoeira performance, texts that speak
of historically significant events during slavery and texts
that address the historical racial inequality in Brazil.
Lessons and stories that celebrate the tenacity and cleverness
of the Afro-Brazilian to endure in spite of slavery, poverty
and racism and which foster a sense of pride and which are
seen as being mutually reflective in the game of Capoeira
and in life are also viewed, in this context as part of
Capoeira's afro-Brazilian philosophy. I will be looking
at the ways these philosophies are reflected in the student
through the study of the art form.
Procedure:
In New York City there are few Capoeira schools. Each school
offers between five to ten classes per week. I have observed
classes in two New York City Capoeira schools. My two visits
to the Raízes do Brazil School were on Tuesday nights.
There were consecutively twenty and twenty one students
in attendance. Schools tend to hold afternoon and evening
classes on each of the seven days of the week with an average
of 14.5 students per class. Given the probability that there
are high and low ratios of student attendance based on the
time and day of the week on which classes are held, I will
conduct a sampling of two classes, one held on Saturday
afternoon and the other on Tuesday evenings. Time restraints
will limit my research to one Capoeira school. I have chosen
the Raízes do Brasil Capoeira School in Greenwich
Village for its centrality and accessibility to Capoeira
students residing throughout the New York City metropolitan
area and because of the approachability of the key respondent,
the school's professor, Eduardo. I will be using a questionnaire
and conducting interviews to measure the unidirectional
variable of students' afrocentric philosophies before and
after they began studying Capoeira. In order to ensure that
students have had the time to learn the philosophical aspects
of Capoeira, only students who have studied for two years
or more will be asked to participate in the study.
· Questionnaires will be given to students on April
8th (Saturday afternoon) and 11th (Tuesday evening) classes.
· A request for completed and returned questionnaires
will be included with a return date no later than April
29th (Saturday afternoon) and May 2nd (Tuesday evening).
Analysis of the data will take place between May 3rd and
May 17th and a final report on the findings will be handed
in on May 24th.
· Interview with Prof. Eduardo
· Interview with some of Eduardo's most advanced
students.
· Group interview.
Conclusion:
After completing this research of "A Study of acquired
Afrocentric-Brazilian Philosophies in New York City Students
Through the Study of Capoeira", my original hypothesis
as stated in my research proposal has been altered. My original
hypothesis stated that "through the practice of Capoeira
and through exposure to Capoeira's underlying Afrocentric
philosophies, students have altered their perspectives of
race, acquiring Afrocentric philosophies themselves".
My now altered hypothesis is that students use the songs,
histories and stories taught through Capoeira to broaden
and deepen their own philosophies in life, in particular
to foster a sense of personal and mutual respect amongst
themselves. While the histories and philosophies in Capoeira
were originally created by Afro-Brazilians (and this is
a fact that was taught by Prof. Eduardo to his students)
and the "philosophies" of Capoeira particularly
reflect the Afro-Brazilians' aspirations for such concepts
as "freedom" and "respect" for various
Afro-Brazilian Capoeira mestres (masters of the game), the
practice of the game itself (at least among Prof. Eduardo's
students in New York City) fosters a sense of personal and
mutual respect that is clearly seen for its value in and
of itself beyond racial identification. This is not to say
that a greater awareness of Africans, Afro-Brazilians and
their cultures and histories does not take place through
the study of Capoeira amongst New York City students. It
does take place, but such awareness however, is more gradual
than I had initially hypothesized, and such awareness is
secondary to the fostering of a sense of personal and mutual
respect for those who play the game. These attributes acquired
by study of the game are seen by the students that I interviewed
as being extremely valuable and not only practiced in the
game of Capoeira but being useful in every facet of their
lives.
Bibliography:
- DAWSON,
Daniel C. "Capoeira: Africa's gift to Brazil; Brazil's
Gift the World." Essay, New York City, 1994.
- DOWNING,
Ben. "Jogo Bonito A Anatomy of Capoeira." Southwest
Review, Autumn; 1996.
- LINGO,
Kaira. "Capoeira: A Cultural Thermostat or Thermometer?
The Racial Politics and Transformative Capacities of Capoeira."
Essay, Stanford University, 1995.
- PENHA,
Marcelo Montes. "Capoeira In New York: An Ethnographic
Perspective of an Afro-Brazilian Art-Form." Masters
thesis, Hunter College, The City University of New York,
1996.
- O'CONNOR,
Kathleen. "Capoeira Angola from Salvador, Brazil."
Ethno-Musicology Journal, 41; Pages 319-23; 1997.
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Jorge. "Bahia de Todos os Santos(Guia das Ruas e
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Domingos. "História da Música - desde
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Ricordi, São Paulo, 1978.
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Waldeloir. "Capoeira Angola - ensaio sócio-etnográfico."
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